Conduct Risk, Product and Regulatory Controls Specialist

Harrison Holgate
London

Conduct Risk, Product & Regulatory Controls Lead
London | Hybrid Working

An exciting opportunity has arisen to join a prestigious Lloyd’s market insurer and syndicate at a pivotal point in its evolution.

With a new CEO driving a refreshed strategic direction, the business is placing increased emphasis on Conduct Risk, Consumer Duty and customer outcomes , alongside strengthening its overall regulatory and governance framework. Operating within the SME market, the organisation is now looking for a high-calibre individual to help shape and lead this agenda.

The Opportunity

This is a highly visible role sitting at the intersection of Underwriting, Claims, and Compliance , with responsibility for bringing together all aspects of product governance, conduct risk, and regulatory oversight .

You will play a key role in:

  • Defining and driving the conduct and consumer duty strategy
  • Embedding strong product oversight and governance frameworks
  • Acting as a central figure across underwriting and claims to ensure customer-centric decision making
  • Providing robust challenge, assessment, and oversight of products and processes
  • Leading and chairing the Conduct Risk and Product Oversight Committee
  • Engaging with senior stakeholders to drive change and set the vision

This is a genuine opportunity to shape how the business approaches regulation and customer outcomes moving forward.

Key Responsibilities
  • Develop and enhance the organisation’s Product Governance and Conduct Risk framework
  • Partner closely with Underwriting, Claims, Legal and Compliance teams to ensure regulatory alignment
  • Conduct product reviews and “walkthroughs” to assess suitability, value and customer outcomes
  • Identify gaps and implement improvements across governance and oversight processes
  • Deliver clear MI, reporting and insights to senior leadership and governance forums
  • Lead internal committees and engage with regulators where required
  • Drive a culture of customer focus, accountability and continuous improvement
What We’re Looking For
  • Strong experience in Conduct Risk, Product Governance or Regulatory Compliance within insurance
  • Good understanding of FCA/PRA expectations, Consumer Duty and Lloyd’s (desirable)
  • Proven ability to influence senior stakeholders and drive change
  • Experience working closely with Underwriting and/or Claims teams
  • Strong analytical capability with experience using data to inform decisions and oversight
  • Confident communicator, able to present at senior and board level
  • A proactive, commercially aware individual who can balance regulation with business objectives
Why Apply?
  • Join a highly regarded Lloyd’s platform with a strong market reputation
  • Opportunity to play a key leadership role in shaping a refreshed strategic direction
  • Direct exposure to senior leadership and decision-making forums
  • A chance to build and embed a best-in-class conduct and product governance framework
  • Collaborative environment with strong interaction across the business
Posted 2026-05-30

Recommended Jobs

Lead Veterinary Surgeon

GLG Vets
London

West London | Full-Time | Clinical Leadership Role This is not a lead in title only role. A high-quality, well-run practice in West London is looking for a Lead Veterinary Surgeon to take c…

View Details
Posted 2026-01-21

Yopa Local Estate Agent

Yopa
London

  We’re looking for talented estate agents with the drive to build their own business as a Territory Owner under the Yopa franchise. Yopa is one of the largest estate agency brands in the UK. Our s…

View Details
Posted 2026-03-25

SEN Teacher - Sutton

Marchant Recruitment
Sutton, Greater London

We are seeking an experienced, patient, and dedicated SEN Teacher to join a supportive and inclusive primary school in Sutton, starting as soon as possible. This is an exciting opportunity for a teac…

View Details
Posted 2026-02-04

Social Business Director

Ogilvy
London

About Ogilvy   Ogilvy, part of WPP, has been creating impact for brands through iconic, culture-changing, value-driving ideas since the company was founded by David Ogilvy 75 years ago. It builds o…

View Details
Posted 2026-06-21

EA - Global Tech Firm - 6 Month Contract

Oriel Partners
London

A fantastic opportunity has arisen for an immediately available candidate who thrives working in a fast pace, ever changing environment. It is a 6 month EA contract to support 4 Execs for a global US…

View Details
Posted 2026-05-27

SAP MM Consultant

Next Ventures
London

We are seeking an experienced SAP MM Consultant to design, implement, and support SAP Materials Management solutions. The ideal candidate will have strong functional knowledge of procurement and inve…

View Details
Posted 2026-06-30

Finance Manager - Primary School, Haringey

Marchant Recruitment
London

Finance Manager – Primary School, Haringey Location: Haringey, London Contract: Full-Time, Permanent Start Date: January 2026 Salary: Competitive (Dependent on experience) About the …

View Details
Posted 2025-10-11

Senior Trader, Copper (Hiring Immediately)

onyx
London

SENIOR TRADER, COPPER Onyx Commodities was founded by traders, on the principles of expertise, vision, and excellence. The company has rapidly grown to command across the entire spectrum of oil deriv…

View Details
Posted 2026-03-27

HR & Payroll Officer | Croydon | "Outstanding" Academy Trust

Marchant Recruitment
Croydon, Greater London

An academy trust in Croydon is seeking a meticulous HR & Payroll Officer for a part-time role starting ASAP. You will handle the full employee lifecycle, ensuring that recruitment and payroll functio…

View Details
Posted 2026-04-28