Conduct Risk, Product and Regulatory Controls Specialist

Harrison Holgate
London

Conduct Risk, Product & Regulatory Controls Lead
London | Hybrid Working

An exciting opportunity has arisen to join a prestigious Lloyd’s market insurer and syndicate at a pivotal point in its evolution.

With a new CEO driving a refreshed strategic direction, the business is placing increased emphasis on Conduct Risk, Consumer Duty and customer outcomes , alongside strengthening its overall regulatory and governance framework. Operating within the SME market, the organisation is now looking for a high-calibre individual to help shape and lead this agenda.

The Opportunity

This is a highly visible role sitting at the intersection of Underwriting, Claims, and Compliance , with responsibility for bringing together all aspects of product governance, conduct risk, and regulatory oversight .

You will play a key role in:

  • Defining and driving the conduct and consumer duty strategy
  • Embedding strong product oversight and governance frameworks
  • Acting as a central figure across underwriting and claims to ensure customer-centric decision making
  • Providing robust challenge, assessment, and oversight of products and processes
  • Leading and chairing the Conduct Risk and Product Oversight Committee
  • Engaging with senior stakeholders to drive change and set the vision

This is a genuine opportunity to shape how the business approaches regulation and customer outcomes moving forward.

Key Responsibilities
  • Develop and enhance the organisation’s Product Governance and Conduct Risk framework
  • Partner closely with Underwriting, Claims, Legal and Compliance teams to ensure regulatory alignment
  • Conduct product reviews and “walkthroughs” to assess suitability, value and customer outcomes
  • Identify gaps and implement improvements across governance and oversight processes
  • Deliver clear MI, reporting and insights to senior leadership and governance forums
  • Lead internal committees and engage with regulators where required
  • Drive a culture of customer focus, accountability and continuous improvement
What We’re Looking For
  • Strong experience in Conduct Risk, Product Governance or Regulatory Compliance within insurance
  • Good understanding of FCA/PRA expectations, Consumer Duty and Lloyd’s (desirable)
  • Proven ability to influence senior stakeholders and drive change
  • Experience working closely with Underwriting and/or Claims teams
  • Strong analytical capability with experience using data to inform decisions and oversight
  • Confident communicator, able to present at senior and board level
  • A proactive, commercially aware individual who can balance regulation with business objectives
Why Apply?
  • Join a highly regarded Lloyd’s platform with a strong market reputation
  • Opportunity to play a key leadership role in shaping a refreshed strategic direction
  • Direct exposure to senior leadership and decision-making forums
  • A chance to build and embed a best-in-class conduct and product governance framework
  • Collaborative environment with strong interaction across the business
Posted 2026-05-30

Recommended Jobs

LIVE IN NANNY-NOTTINGHILL GATE-MON TO FRI-OWN FLAT-400 NET PW (Hiring Immediately)

towncountry
London

Company Description     If you enjoy working for a friendly informal family then this will be for you!   The family have two children, a baby of 8months and another child who is 2 years old. …

View Details
Posted 2026-05-04

Inside Sales Executive - Premium Pilates Brand

Love Recruitment
London

Inside Sales Executive - Premium Pilates Brand Fully Remote £26–28K + OTE £34K uncapped About the Brand We’re working with a fast-growing, premium Pilates reformer company at the forefront…

View Details
Posted 2026-06-03

LOCUM PRACTICE NURSE SW LONDON PART TIME

Dream Medical Limited
London

Practice Nurse Part time/Locum Clapham Dream Medical are working with a large GP Surgery in Clapham and are looking for a practice nurse to join their team on a locum basis The team cons…

View Details
Posted 2025-12-09

Vice President Legal

Taylor Root
City of London, Greater London

Our client is a trusted market leader within the travel services sector. Reporting into the Chief Legal Officer. They are seeking a talented and commercially minded VP Legal to join their high p…

View Details
Posted 2026-05-30

Teacher of Geography - Barnet Outstanding Secondary...

Marchant Recruitment
Barnet, Greater London

We are working with an "Outstanding" secondary school in Barnet to find a dynamic Geography ECT for an immediate start. This school is a hub of environmental innovation and is perfect for a new teach…

View Details
Posted 2026-02-10

Geography Teacher - Fieldwork & Rigour - Ealing

Marchant Recruitment
London

Geography Teacher – Lead Practical Fieldwork and Drive Academic Rigour in West London – Ealing A large, community-oriented secondary school in Ealing is recruiting a Geography Teacher with a …

View Details
Posted 2025-10-15

Clean Team Member (Bank)

Nuffield Health
Surbiton, Greater London

Cleaner Surbiton FWC | Cleaning | Bank | Part Time £13.10 per hour Working on the bank means you are not contracted to a set number of hours per week but instead work on an ad-hoc basis…

View Details
Posted 2026-05-27

Caretaker - Croydon

Marchant Recruitment
Croydon, Greater London

Are you an experienced, proactive Caretaker who enjoys running a busy school site? A thriving primary school in Croydon is recruiting a dedicated Caretaker to join the site team from January 2026. …

View Details
Posted 2025-12-13