Conduct Risk, Product and Regulatory Controls Specialist

Harrison Holgate
London

Conduct Risk, Product & Regulatory Controls Lead
London | Hybrid Working

An exciting opportunity has arisen to join a prestigious Lloyd’s market insurer and syndicate at a pivotal point in its evolution.

With a new CEO driving a refreshed strategic direction, the business is placing increased emphasis on Conduct Risk, Consumer Duty and customer outcomes , alongside strengthening its overall regulatory and governance framework. Operating within the SME market, the organisation is now looking for a high-calibre individual to help shape and lead this agenda.

The Opportunity

This is a highly visible role sitting at the intersection of Underwriting, Claims, and Compliance , with responsibility for bringing together all aspects of product governance, conduct risk, and regulatory oversight .

You will play a key role in:

  • Defining and driving the conduct and consumer duty strategy
  • Embedding strong product oversight and governance frameworks
  • Acting as a central figure across underwriting and claims to ensure customer-centric decision making
  • Providing robust challenge, assessment, and oversight of products and processes
  • Leading and chairing the Conduct Risk and Product Oversight Committee
  • Engaging with senior stakeholders to drive change and set the vision

This is a genuine opportunity to shape how the business approaches regulation and customer outcomes moving forward.

Key Responsibilities
  • Develop and enhance the organisation’s Product Governance and Conduct Risk framework
  • Partner closely with Underwriting, Claims, Legal and Compliance teams to ensure regulatory alignment
  • Conduct product reviews and “walkthroughs” to assess suitability, value and customer outcomes
  • Identify gaps and implement improvements across governance and oversight processes
  • Deliver clear MI, reporting and insights to senior leadership and governance forums
  • Lead internal committees and engage with regulators where required
  • Drive a culture of customer focus, accountability and continuous improvement
What We’re Looking For
  • Strong experience in Conduct Risk, Product Governance or Regulatory Compliance within insurance
  • Good understanding of FCA/PRA expectations, Consumer Duty and Lloyd’s (desirable)
  • Proven ability to influence senior stakeholders and drive change
  • Experience working closely with Underwriting and/or Claims teams
  • Strong analytical capability with experience using data to inform decisions and oversight
  • Confident communicator, able to present at senior and board level
  • A proactive, commercially aware individual who can balance regulation with business objectives
Why Apply?
  • Join a highly regarded Lloyd’s platform with a strong market reputation
  • Opportunity to play a key leadership role in shaping a refreshed strategic direction
  • Direct exposure to senior leadership and decision-making forums
  • A chance to build and embed a best-in-class conduct and product governance framework
  • Collaborative environment with strong interaction across the business
Posted 2026-05-30

Recommended Jobs

Operational Repairs Planner

Enfield Council
Enfield, Greater London

Job Category : Housing Location : Edmonton Centre, Enfield Council Per Week : 35.00 Start Date : Immediate Start Start Time : 09:00 End Time : 17:00 Salary: £17.54 Operational planne…

View Details
Posted 2025-09-27

Performing Arts Technician - Islington Independent School

Marchant Recruitment
London

Role Category & Location Sector: Prestigious Independent School (Dedicated Arts facilities). Borough: Islington (Inner London, England). Start Date: Permanent, full-time role commencing Janu…

View Details
Posted 2025-11-29

Pharmacy Technician

London

Our Pharmacy Technicians make a real difference by delivering outstanding patient-centred service to the communities we serve; from triaging patients, to inspiring and coaching the healthcare team, an…

View Details
Posted 2026-04-18

Year 1 Teacher — Wandsworth

Marchant Recruitment
London

A well-regarded Good primary in Wandsworth is looking to appoint a creative, energetic Year 1 Teacher on a Full-Time basis from January 2026. The successful Year 1 Teacher will be invited to planning…

View Details
Posted 2025-10-24

Teacher of English - Outstanding Sixth Form - Islington

Marchant Recruitment
London

An Outstanding-rated Comprehensive Sixth Form in Islington is looking for a permanent, full-time Teacher of English, starting January 2026. This is an opportunity to join a truly exceptional learning…

View Details
Posted 2025-10-22

Secondary SENDCO - Independent School -September 2026

KPI Recruiting Ltd
Richmond, Greater London

SENDCO Opportunity – Independent School | South West London Salary: £60,000 – £70,000 | Full-Time, Permanent | September Start | Immediate Interviews Available Are you a passionate and dedicate…

View Details
Posted 2026-05-30

Biology Teacher - Haringey | Independent Through-School

Marchant Recruitment
London

We are working with a prestigious 3–18 through-school in Haringey recruiting for an inspiring Biology Teacher. Set within extensive, picturesque grounds that serve as a living laboratory, the school …

View Details
Posted 2026-01-31

Physics Teacher

Ethos Education
Acton, Greater London

Ethos Education are keen to chat to any Physics teachers seeking a new opportunity for September 25. Located in Surrey, with excellent transport links to London. Close to Hampshire border also with gl…

View Details
Posted 2025-10-15

Office Coordinator (Hiring Immediately)

VSI
London

Want to join a global company that brings the world together by producing premium media content in over 80 languages worldwide? VSI provides language localisation and media services to the biggest …

View Details
Posted 2026-05-06

Music Teacher - Beautiful Independent School - Bexley

Marchant Recruitment
Bexley, Greater London

Forward-thinking Independent School in Bexley with a strong emphasis on digital literacy and innovation. • Full-time Music Teacher required from January 2026 • Well-equipped IT and computing fac…

View Details
Posted 2026-01-22