Compliance Officer - Buy Side
1. Regulatory Monitoring & Interpretation
Track changes to applicable UK and international regulations (e.g., FCA, PRA, GDPR, AML) and translate them into practical guidance for business stakeholders.2. Policy Development & Governance Draft, update, and maintain internal compliance policies, procedures, and frameworks to ensure alignment with regulatory expectations and best‑practice standards.3. Compliance Advisory Support Provide day‑to‑day compliance advice to front‑office and operational teams on products, processes, marketing materials, conflicts of interest, and conduct‑risk issues.4. Monitoring, Testing & Surveillance Execute risk‑based monitoring plans, review trade/communications surveillance, identify control gaps, and recommend remediation actions.5. Incident Management & Reporting Support investigations into breaches, complaints, or suspicious activity; prepare internal reports and assist with regulatory notifications where required.6. Training & Culture Development Design and deliver compliance training sessions, promote a strong risk and conduct culture, and ensure staff understand key compliance obligations.Recommended Jobs
Permanent Veterinary Surgeon - Middlesex
This is a clean no-nonsense permanent vet role that actually stacks up. A 4-day working week a fair 1 in 3 Saturday rota and a solid salary band that reflects experience not empty promises. L…
Community Manager - L'Oréal Dermatological Beauty Division
Community Manager - L'Oréal Dermatological Beauty Division Are you a social media wizard with a passion for skincare and a knack for building vibrant online communities? L'Oréal Dermatological Be…
Enterprise Sales Account Executive - UK- 2026 (Hiring Immediately)
Suade is seeking an ambitious Sales Account Executive to join our team. We are looking for candidates with 2-4 years’ enterprise selling experience who want to take their skills to the next level in…
Affiliate Partnerships Manager (Hiring Immediately)
We’re looking for a motivated Affiliate Partnerships Manager / Executive to join the Gener8 team and support the growth of our brand partnerships on the Gener8 Rewards platform. Working closely wi…
Licensing Support Officer
Job Profile As a key member of the Licensing team the Licensing Support Officer works closely with Licensing Managers to support the active management of client contractual relationships by exec…
Geography Teacher - Inner London Pay + TLR
Geography Teacher | Westminster, Central London Empower the next generation of global citizens in the heart of the capital. We are looking for an ambitious Geography Teacher to join a premier…
Need help repairing a leaking toilet flush
Hi, I have a toilet with a faulty flush that keeps running and wasting water. I need someone experienced to come and fix the issue, ideally replacing any broken parts and ensuring it works properly. I…
Copywriter (Freelancer Talent pool) (Hiring Immediately)
Introducing Zinc Network (Zinc): For over fifteen years, Zinc Network has been helping governments and businesses navigate the world's most complex challenges using communications, technology, and b…
Defence & Public Sector Director
About us: Wifinity was founded in 2007 to solve a problem—our armed forces were struggling with reliable connectivity. While living in barracks, often in remote locations, ordering a landline and …
SEN Teaching Assistant
We are seeking dedicated and experienced SEN Teaching Assistants to join a large and well-established 4-form entry primary school in Ealing on a full-time, long-term basis. About the role SEN…