Associate Director - Surveillance
Job Description
Surveillance and Compliance, Director, London, Analytics, Compliance, Banking
Surveillance & Compliance Analytics Specialist
Department: Global Compliance & Risk
Level: Associate Director
Join a globalfinancial institution’s compliance function and help enhance surveillanceeffectiveness across multiple regions and business lines.
- Conduct surveillance scenario calibration, recalibration and optimisation using quantitative and analytical techniques.
- Perform validation and effectiveness reviews of trade surveillance programs to assess regulatory and product coverage.
- Partner with regional surveillance teams to interpret results and improve alert productivity. Support the development of dashboards, reporting packs and performance metrics for internal stakeholders.
- Contribute to enhancing global methodologies and operating standards. What We’re Looking For
- 4-7 years’ experience in surveillance, compliance or analytics within institutional trading or wealth management.
- Strong knowledge of market abuse risk and surveillance methodologies.
- Experience working with global stakeholders across regions.
- Excellent analytical, communication and problem-solving skills. #4784734
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