Senior Compliance Officer

Harrison Holgate
London

Senior Compliance Officer
Location: London/Hybrid
Department: Compliance
Contract: Permanent

A specialist Lloyd’s market insurance group is seeking a proactive and experienced Senior Compliance Officer to join their Compliance & Governance team, reporting directly to the Head of Compliance and Governance.

This is an exciting opportunity to take a lead role in supporting compliance across global operations, helping the business navigate regulatory requirements and mitigate risk.

Key Responsibilities:

  • Lead and support the Group’s Compliance function across multiple jurisdictions.

  • Deputise for the Head of Compliance & Governance, including mentoring and training team members.

  • Represent Compliance in governance committees and meetings.

  • Provide practical guidance to brokers, underwriters, and production teams on new business initiatives, ensuring regulatory and commercial risks are managed.

  • Horizon-scanning to identify and interpret emerging regulatory, legal, and market developments, translating these into actionable advice.

  • Draft, maintain, and update Group Compliance Manuals and policies.

  • Support implementation and monitoring of the Group’s Compliance Monitoring Timetable and risk-based compliance framework.

  • Oversee data protection governance, incident management, and subject access requests, deputising for the DPO where required.

  • Support Business Continuity/Disaster Recovery plans, internal audits, and external audit coordination.

  • Review and manage Terms of Business Agreements (TOBAs), conduct due diligence, and monitor Appointed Representatives.

  • Conduct sanctions screening, broking/underwriting peer reviews, and claims peer reviews.

  • Assist with regulatory reporting, including FCA tools such as RegData and Connect.

  • Administer the Group’s training platform, ensuring regulatory training requirements are met and reporting any gaps.

  • Maintain compliance registers (gifts & hospitality, complaints, breaches, conflicts of interest) and contribute to quarterly Board Reports.

  • Review legal documentation as required and act as first point of contact for day-to-day compliance queries.

Requirements:

  • Proven experience in a compliance role within insurance, financial services, or a regulated environment.

  • Strong knowledge of relevant laws, regulations, and industry best practices across multiple jurisdictions.

  • Excellent communication skills, capable of advising senior management and production teams effectively.

  • Ability to manage multiple projects and priorities with attention to detail.

  • FCA-regulated experience is advantageous.

What We Offer:

  • Permanent role with opportunity to make a tangible impact on compliance across a growing Lloyd’s market group.

  • Hybrid working options to support flexible work arrangements.

  • Collaborative and supportive team environment.

Posted 2026-05-30

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