Regulatory & Compliance Advisor
Regulatory & Compliance Advisor
Location: London, SE1 0SU
Hours: 35HPW, Monday- Friday
Salary Range: £103,300 - £139,900
* Ensuring trading activities comply with market conduct, exchange rules, and transaction surveillance standards to uphold integrity and transparency.
* Advising senior management and trading teams on regulatory changes and their impact on operations.
* Developing policies and procedures aligned with local and international regulatory landscapes.
* Conducting regulatory reviews, surveillance, and monitoring to identify and mitigate compliance risks.
* Collaborating with Trading, Legal, Market Risk, and Risk Operations to resolve compliance issues.
* Acting as the primary contact for regulatory bodies, maintaining positive relationships and ensuring timely responses.
* Providing ongoing training and mentorship on compliance policies and best practices.
* Analysing emerging regulatory trends to inform strategic compliance initiatives and risk mitigation. What you'll bring:
* A degree in Business, Finance, Economics, Law, or related fields; certifications in compliance are a plus.
* Extensive experience in commodities trading compliance, with a strong understanding of trade surveillance tools and systems such as ICE and CME.
* Deep knowledge of financial regulations including Dodd-Frank, MiFID II, EMIR, and MAR.
* Proven leadership skills, with the ability to influence teams and manage multiple projects.
* Excellent communication skills, capable of presenting complex information clearly to senior stakeholders.
* Strong analytical, problem-solving, and risk management capabilities. This is a fantastic opportunity to join a reputable organisation and play a key role in shaping compliance standards within a dynamic trading environment. If you're ready to lead with integrity and make an impact, we want to hear from you!
Recommended Jobs
Workplace Health Surveillance Administrator - Part Time
Workplace Health Surveillance Administrator - Part Time - 12 month Fixed Term Contract The Opportunity Join our HR team as a Workplace Health Surveillance Administrator, playing a vital rol…
Senior Payroll Administrator
We’re Hiring! Senior Payroll Administrator- ROI Payroll Remote working style 9-month Fixed term contract £26,000 – £29,000 per annum, pro rata (depending on experience) About the Role W…
Sales & Events Manager - Business Development
Job Details Role profile We’re looking for a commercially driven Sales & Events Manager to help grow bookings and revenue across a portfolio of exciting late-night hospitality venues. This…
Reception Teacher — Good School — Twickenham — January...
A delightful Good primary in Twickenham is seeking a warm, creative Reception Teacher to join the Early Years team on a Part-Time contract with a January 2026 start. This Part-Time Receptio…
Transport Supervisor
About HIVED At HIVED, we’re steamrolling forward as one of Europe’s fastest growing startups, and our momentum shows no signs of slowing. Based in London, we are a climate and logistics start-u…
Repack /Stock Planner
Manpower are currently seeking an interim Repack & Stock Planner, to work with our global FMCG client The Magnum Ice Cream Company, renowned for brands such as Magnum, Ben & Jerry's, Cornetto and Wal…
Assistant Property Manager - Here East, London
Purpose of the Role Assist the Property and Engineering teams in the execution and delivery of all services pertaining to the day-to-day operational management at Here East. Act as a deputy to the…
Year 6 Teacher - Welling
We are seeking an experienced, enthusiastic, and dedicated Year 6 Teacher to join a supportive and inclusive primary school in Welling, starting as soon as possible. This is an excellent opportunity …
Retail Sales Assistant
About Wave: At Wave, we represent top brands across various retail, event, and experiential environments. Our mission is to create exciting and inspiring brand experiences that engage customers, enha…
Senior Conceptual Designer - 6M FTC (Hiring Immediately)
Overview We’re looking for a highly conceptual Senior Designer with experience in integrated agencies. Y ou’ll be a big thinker and skilled craftsperson, capable of turning powerful ideas into beauti…