Regulatory & Compliance Advisor
Regulatory & Compliance Advisor
Location: London, SE1 0SU
Hours: 35HPW, Monday- Friday
Salary Range: £103,300 - £139,900
* Ensuring trading activities comply with market conduct, exchange rules, and transaction surveillance standards to uphold integrity and transparency.
* Advising senior management and trading teams on regulatory changes and their impact on operations.
* Developing policies and procedures aligned with local and international regulatory landscapes.
* Conducting regulatory reviews, surveillance, and monitoring to identify and mitigate compliance risks.
* Collaborating with Trading, Legal, Market Risk, and Risk Operations to resolve compliance issues.
* Acting as the primary contact for regulatory bodies, maintaining positive relationships and ensuring timely responses.
* Providing ongoing training and mentorship on compliance policies and best practices.
* Analysing emerging regulatory trends to inform strategic compliance initiatives and risk mitigation. What you'll bring:
* A degree in Business, Finance, Economics, Law, or related fields; certifications in compliance are a plus.
* Extensive experience in commodities trading compliance, with a strong understanding of trade surveillance tools and systems such as ICE and CME.
* Deep knowledge of financial regulations including Dodd-Frank, MiFID II, EMIR, and MAR.
* Proven leadership skills, with the ability to influence teams and manage multiple projects.
* Excellent communication skills, capable of presenting complex information clearly to senior stakeholders.
* Strong analytical, problem-solving, and risk management capabilities. This is a fantastic opportunity to join a reputable organisation and play a key role in shaping compliance standards within a dynamic trading environment. If you're ready to lead with integrity and make an impact, we want to hear from you!
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