Risk and Compliance Manager
My client is a highly regarded Top 500 law firm with an excellent reputation for quality of service. They provide a supportive environment where career progression, training, and staff wellbeing are a priority. Risk and Compliance Manager — Position Overview:
This role will cover a wide range of risk and compliance responsibilities, supporting the firm in ensuring best practice and regulatory compliance across multiple areas. Key Responsibilities of the Risk and Compliance Manager:
- Assist with responses to complaints, SRA enquiries, DSARs, and investigations
- Support with suspicious activity reports and sanctions issues
- Draft, implement, and maintain policies and retainer documents
- Develop and deliver training, including induction for new joiners
- Create and implement project plans; manage file audits
- Prepare reports, assessments, and registers
- Assist with client due diligence and operational issues on client matters
- Attend and present at meetings; signpost to relevant individuals and agencies
- Keep up to date with AML, data protection, sanctions and SRA regulations
- 5+ years’ experience in a risk and compliance role within a Top 500 law firm
- Strong knowledge of AML, counter-terrorist financing, data protection, sanctions and SRA Standards and Regulations
- Excellent drafting, communication, and attention to detail
- Self-motivated, organised, and able to work under pressure
- Commercial, practical approach with flexibility and ambition
- Strong IT skills and ability to grasp complex issues quickly
- Team player who works effectively with colleagues at all levels
- Competitive market rate salary
- 25 days’ holiday
- 4x Life Assurance
- Permanent Health Insurance
- Medical Insurance (post probation)
- Medicash Cashplan (post probation)
- BUPA Health Assessment (post probation)
- Unum Dental
- Group Personal Pension Scheme (auto enrolment)
- Interest-free season ticket loan (after 3 months)
- Cycle-to-Work scheme
- Wellbeing programme
- Gymflex (after 3 months)
- Holiday purchase scheme
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