US Regulation Compliance Advisory in London Area
Job description
A leading global financial institution is seeking a Vice President for its Compliance Advisory function, focusing on US regulatory compliance within the EMEA region.
Responsibilities:
- Develop and enhance the US regulatory compliance framework and workflow for the EMEA region.
- Oversee day-to-day management of US regulatory tasks, ensuring timely and accurate reporting to relevant authorities.
- Advise and support business lines on US regulatory matters, including risk identification, escalation, and mitigation.
- Collaborate with US and APAC compliance teams to ensure consistent global regulatory standards.
- Deliver training to front office staff on US regulatory and conduct requirements.
- Prepare and present annual compliance reports for CFTC/NFA and SEC obligations.
Requirements:
- Strong knowledge of US regulatory compliance, particularly CFTC, NFA, and SEC requirements.
- Expertise in market compliance for investment banking products, including loans, bonds, structured finance, sales, and trading.
- In-depth understanding of MAR, MiFID II, and risk and control frameworks.
Extra information
- Status
- Open
- Education Level
- Secondary School
- Location
- London Area
- Type of Contract
- Casual / Part Time Jobs
- Published at
- 10-09-2025
- Full UK/EU driving license preferred
- No
- Car Preferred
- No
- Must be eligible to work in the EU
- No
- Cover Letter Required
- No
- Languages
- English
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