Audit Manager

Our client, a reputable firm within the financial services sector, is seeking a highly skilled Audit Manager ACA/ACCA qualified to join their team in Watford, Hertfordshire. This role is ideal for candidates with a strong background in managing audits within regulated firms, particularly those familiar with client asset and CASS assurance requirements. The successful candidate will play a key role in overseeing audit engagements, ensuring compliance with FCA regulations, and maintaining the highest standards of assurance for client assets. The role requires a proactive approach to understanding and applying the latest financial services regulations and assurance standards, supporting the firm’s commitment to regulatory compliance and integrity.

To assist our Watford team in helping to grow the firm, the duties you will carry out are:

Managing a full portfolio of regulated financial service firms and other statutory audit clients.


Booking appropriate staff to complete each engagement.


Reviewing files and highlighting key issues to the audit RI.


Liaising with clients in an appropriate manner and style.


Setting budgets and negotiating fees with clients.


Raising invoices in accordance with agreed billing profile.


Tracking delivery against budgets / identifying any cause of overruns.


Involvement with appraisals/reviews and identifying training as required.

Proven experience managing audits in a regulated financial services environment, with a focus on client assets and CASS


FCA statutory Audit experience


ACAor ACCA qualififed - PQE 2 years


Strong understanding of assurance requirements within financial services firms


Experience leading audit teams, managing client relationships, and ensuring timely delivery of audit projects


Knowledge of ongoing regulatory changes affecting client asset regulations and compliance standards


Excellent communication skills to articulate complex regulatory issues effectively

This is a fantastic opportunity for an experienced audit manager looking to further their career within a dynamic, regulated environment. The company offers a supportive working atmosphere with continuous development opportunities, a competitive salary package, and comprehensive benefits. Join this organisation to contribute to crucial compliance activities while advancing your expertise in financial services regulation and assurance management.

Please note our client cannot offer sponsorship