Compliance Officer

London | Permanent | £55,000–£60,000 + Benefits

A fantastic opportunity has arisen for a Compliance Officer to join the compliance function of a growing international insurance group.

Reporting to the Head of Compliance & Governance , you will play a key role in supporting the Group’s compliance framework and ensuring the business continues to meet its regulatory obligations across the jurisdictions in which it operates.

You will have a broad remit across compliance, working closely with colleagues across the business and acting as a key point of contact for day-to-day compliance matters.

Key responsibilities will include:

• Supporting the development and maintenance of Group compliance policies and procedures.
• Supporting the Compliance Monitoring Plan and risk-based compliance framework.
• Undertaking TOBA reviews, market partner due diligence and ongoing oversight .
• Supporting Lloyd’s Atlas and delegated oversight activities.
• Conducting internal audits and supporting external audits.
• Managing sanctions screening and escalating potential matches.
• Supporting the oversight of Appointed Representatives.
• Assisting with underwriting and claims peer reviews.
• Supporting FCA regulatory reporting , including RegData and Connect.
• Maintaining compliance registers covering areas such as breaches, complaints, conflicts of interest and gifts & hospitality.
• Supporting regulatory training, management information and quarterly Board reporting.
• Providing day-to-day compliance guidance to brokers, underwriters and internal stakeholders.
• Assisting with complaints investigations and regulatory responses.
• Supporting the review of legal and commercial documentation.

We are looking for an experienced compliance professional with a good understanding of the insurance market and UK regulatory environment . You will ideally have experience across areas such as compliance monitoring, TOBAs, due diligence, sanctions, regulatory reporting and compliance frameworks.

This is a hands-on role suited to someone who enjoys working across a broad range of compliance activities and engaging with stakeholders throughout the business.

This is an excellent opportunity to join a collaborative compliance team within an established international insurance group, with exposure across a broad range of regulatory and governance activities.

Location: London
Salary: £55,000–£60,000 + Benefits
Contract: Permanent
Hours: 9:30am–5:30pm
Start: Ideally as soon as possible