Risk and Compliance Manager

About us!

TradingView was founded in 2011 in New York and London with a mission to empower millions of people to achieve success, whatever that means to them. We're building a space where anyone can maximize their chances of succeeding through financial markets because they've got all the best tools and data at their fingertips. Our product portfolio includes best-in-class charts, versatile commercial libraries, a social network, and many more tools for retail and business audiences, trusted by fintech leaders such as Revolut, Binance, and CME Group.

Now, we're the world's largest financial analysis platform – used by 100 million people, in over 180 different countries. Even Antarctica. Every day, millions of users open TradingView for analysis, collaboration, and finding better trading opportunities. We foster a community-driven approach to financial education, welcoming everyone from seasoned traders to beginners.

To be on top of the game, we’re looking for passionate people to join our team, where product quality is everything. If you’re ready to do your best work, collaborate with cutting-edge technologies, and make an impact on millions every day, look no further.

About your mission! - Make an impact 🚀

The Risk and Compliance Manager will be responsible for designing, implementing, and maintaining a comprehensive risk and compliance framework across the business. This is a newly created role and represents a unique opportunity to build and scale a fully functioning compliance function from the ground up. The role is independent from commercial functions and will serve as a second line of defence, ensuring compliance with regulatory obligations, broker due diligence requirements, and internal controls. It also carries specific responsibility for broker licensing oversight and familiarity with global regulatory regimes relating to crypto and financial services.

How You’ll Drive Success 🏆

Compliance:

- Develop and maintain internal compliance policies and frameworks (KYC, sanctions, AML, data privacy, etc.)

- Monitor and implement regulatory changes (e.g., DORA, GDPR, SOC2)

- Oversee KYC/KYB checks for affiliate and broker onboarding

- Maintain a risk-based country and partner acceptance matrix

- Liaise with regulators or external auditors where necessary

- Provide internal compliance training and awareness programs

Broker Oversight:

- Conduct and document broker licensing and regulatory due diligence checks, ensuring onboarding only of appropriately authorised and regulated entities

- Maintain a live register of approved brokers and their licensing/authorisation status

- Monitor regulatory changes impacting broker operations across key jurisdictions

- Engage with product and integration teams to ensure broker compliance requirements are fully captured in onboarding and ongoing monitoring processes

- Maintain working knowledge of financial and crypto-specific regulations and regulators, including:

• UK: FCA (Financial Conduct Authority)
• EU: ESMA (European Securities and Markets Authority), EBA (European Banking Authority), MiCA (Markets in Crypto Assets Regulation), DORA (Digital Operational Resilience Act)
• US: SEC (Securities and Exchange Commission), CFTC (Commodity Futures Trading Commission), FinCEN (Financial Crimes Enforcement Network), OFAC (Office of Foreign Assets Control)
• Global: IOSCO (International Organization of Securities Commissions), FATF (Financial Action Task Force), MAS (Monetary Authority of Singapore), ASIC (Australian Securities and Investments Commission)

Risk Management:

- Lead risk assessments and maintain the company’s risk register

- Design and monitor mitigation strategies for operational, regulatory, and reputational risk

- Support business continuity and incident response planning

- Conduct internal audits of risk controls and policies

Governance and Reporting:

- Maintain a compliance calendar and ensure adherence to deadlines

- Prepare periodic reports for senior leadership on risk posture and compliance issues

- Escalate significant compliance failures or red flags

What makes you the perfect fit 🤝

- Minimum 5–7 years' experience in compliance, risk management, or internal audit preferably in fintech, SaaS, or regulated sectors)

- Solid knowledge of regulatory frameworks (e.g., GDPR, AML, sanctions regimes, ISO/SOC2)

- Familiarity with financial and crypto services regulators across multiple jurisdictions (as listed above)

- Strong understanding of crypto-specific compliance obligations, including MiCA, FATF Travel Rule, Virtual Asset Service Provider (VASP) regimes, and related regulatory guidance

- Experience in building compliance frameworks from scratch is highly desirable

- Strong analytical, communication, and stakeholder management skills

- Professional certifications preferred (e.g., ICA, ACAMS, CCEP, CRISC)

It’ll also be an advantage if you have experience in:

• Finance experience or knowledge of Trading
• Knowledge of TradingView 😁 We also love users who become teammates!

Additional information

This is a hybrid role based in our Central London office, located in The Shard.

About our perks and benefits

• Permanent Contract
• Flexible Working Hours – Start your day when it suits you best within our wide range of entry hours.
• Hybrid Work Policy – Enjoy the flexibility of combining remote and office work.
• Private Health Insurance
• Performance Bonus
• Work alongside experienced professionals and mentors offering ongoing training and growth opportunities.
• Premium TradingView Subscription
• Annual Team Events – We love celebrating together!
• A comfortable, well-equipped workspace with exclusive perks like a gym and much more!

TradingView is an equal opportunity employer. We embrace diversity and are dedicated to fostering a diverse and inclusive workplace. Our success is driven by 500+ professionals from 40+ different nationalities, speaking nearly 20 languages across our global offices in London, New York, Malaga and Tbilisi.

📩 Ready to make a real impact on the financial world? - Apply now and become part of a team that’s revolutionizing the way millions of people interact with the markets.