Compliance Officer - Alternative Asset Management - Interim
- Participate in projects to expand, improve, and refine the global compliance program, with particular focus on UK regulations.
- Conduct monitoring and testing of the firm's businesses in the UK, provide recommendations to remediate any identified issues and coordinate with colleagues to drive the closure of said issues.
- Perform electronic communication surveillance and follow-up with relevant stakeholders to address issues.
- Assist with the Firm's global privacy efforts, including those related to GDPR.
- Have day-to-day ownership of compliance with SMCR.
- Serve as a compliance resource for the firms employees based in the UK, as well as Ireland and other European offices.
- Support the CCO with the compliance training program in the UK, creating awareness of firm policies and procedures as well as FCA rules.
- Coordinate the development, review and administration of policies and procedures specific to the UK based businesses, as well as other European offices.
Recommended Jobs
Experienced Arborist - Climber Wanted / Harpenden
Job opportunity for climbers in North London - Hertfordshire. We are currently looking for the right person to join our team and to fill a climber position that has recently become available. …
SEN Teacher for Autism ARP
SEN Teacher – Autism ARP – Barking & Dagenham Education First | Barking & Dagenham | Competitive daily rate | ASAP Start SEN Teacher – Autism ARP Education First is recruiting an experienced …
Financial Accountant
Production of timely and accurate financial reports for the Pension Fund including annual accounts and annual report. Processing year-end adjustments e.g. accruals, valuations, etc. To provide …
Bid Manager
Bid Manager Location - Rochdale (Northern Hub) or London (Southern Hub) - Hybrid. 2/3 days in office Are you an experienced Bid Manager with a proven track record of producing successful tenders, pro…
Practice Nurse Job
JOB OVERVIEW Practice Nurse Job in London – Join Our Team of Healthcare Professionals Today Job Description of a Practice Nurse job in London: We are seeking an experienced Practice Nurse to…
School Receptionist | Hounslow
The Opportunity Are you a master of first impressions, a multitasking expert, and a calm voice in a busy environment? We are seeking a highly organized and professional School Receptionist to …
Senior Strategist / CX Consultant
Who We Are VML is a global creative company that combines brand experience, customer experience, and commerce to create connected brands that drive growth. Guided by a Human First philosophy, VM…
Net Developer Fintech C#- Remote
Net Developer Fintech C# To £80,000 Plus EMI OPTIONS Scheme REMOTE Quant Capital is urgently looking for a .Net Developer to join our high profile client. Our client is fintech start up…
Chef
We're currently recruiting an ambitious Chef to help us create exceptional food experiences for Chartwells on a full time basis contracted to 37.5 hours per week. As a Chef, you will be responsible f…
Supply Chain Senior Manager
Lead supply chain transformation projects or project workstreams. Understand supply chain problems and turn them into practical solutions. Use data and analysis to support clear recommendations…